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Titles and Abstracts


 

Takehisa Abe (Tokyo):
Eastern Determinism Reconsidered from Scientific Points of View
(fulltext)

In the West we see arguments on freedom of one's will and actions, related to the so-called theological and philosophical determinism and indeterminism. In the East we do not find corresponding metaphysical arguments. However, I have two instances of concrete determinism. One is the Yi-King as a philosophy based on the Yin-Yang theory, and the other is Buddhism as a religion. First, they are introduced and explained to be kinds of determinism in a very general sense. Subsequently, they are characterized from modern scientific points of view. Finally, I want to discuss the present state of both.

 

Victoria Alexander (New York):
Narrative Aesthetics and Teleology (fulltext)

I will be exploring how various theories of causality have affected narrative structures. Causality is particularly important to the aesthetics of narrative today because of the way the concept of intentionality has been challenged by deconstruction and post-structuralism. The most enlightened writer, according to many institutions that now support the arts, does not pursue a "teleological" final product, but instead "stresses the process" of creation. It is assumed telos is an artificial, subjective, or external principle imposed upon the work. The preferred style of writing these days is "nonlinear," intentionally non-functional, and irrational. Such aesthetic proscriptions ignore the fact that telos is a concept with a complicated history. A number of distinct species have evolved since Aristotle explicated his notion of final cause.
    I argue that there are at least five different versions of teleology, which result in a variety of narrative structures: spiritual determinism, deterministic fortuity, indeterminacy, radical indeterminacy, and self-organization. Each version corresponds roughly to a different theory of causality. Further distinctions can be made between the mentalists, those concerned with intentionality or purpose and the mechanisms for change; and the non-mentalists, those concerned with directionality and the mechanisms for stasis.

 

Harald Atmanspacher (Freiburg/Garching):
Determinism Is Ontic, Determinability Is Epistemic (fulltext)

Traditional philosophical discourse draws a distinction between ontology and epistemology and generally enforces this distinction by keeping the two subject areas separated and unrelated. In addition, the relationship between the two areas is of central importance to physics and philosophy of physics. For instance, all kinds of measurement-related problems force us to consider both our knowledge of the states and observables of a system (epistemic perspective) and its states and observables independent of such knowledge (ontic perspective). This applies to quantum systems in particular.
   In this contribution we present an example which shows the importance of distinguishing between ontic and epistemic levels of description even for classical systems. Corresponding conceptions of ontic and epistemic states and their evolution will be introduced and discussed with respect to aspects of stability and information flow. These aspects show why the ontic/epistemic distinction is particularly important for systems exhibiting deterministic chaos. Moreover, this distinction provides some understanding of the relationships between determinism, causation, and predictability.

 

Joseph Berkovitz (Baltimore):
On the Relation Between Correlation and Causation in Deterministic Models

Many believe that correlation and causation are intimately related. The exact relation between them is a complicated and controversial matter. The so-called 'the principle of the common cause' (PCC) is one of the most celebrated and disputed principles relating causation to correlation. PCC states that for any non-accidental correlation between two distinct events, which are not causally connected to each other, there exists a common cause that screens off their correlation. Many objections have been raised against PCC. Accordingly, many believe that this principle is false or unwarranted. My aim in this paper is not so much to defend PCC, but rather to point out that it is not really a principle but a schema of principles that calls for interpretation. The terms 'correlation', 'causation' and 'distinct events' are vague and require specification; and different specifications yield a family of principles with different metaphysical, epistemological and empirical status. In my considerations, I will mainly focus on deterministic models.

 

Robert Bishop (Freiburg):
Deterministic and Indeterministic Descriptions (fulltext)

In the practice of physics, we are able to give a very general and precise description of a deterministic process in terms of group or semigroup operators (e.g. Nickel, this workshop). Three properties play a crucial role in a deterministic description (Stone 1989; Kellert 1993): (DD) Differential Dynamics: an algorithm relates a state of a system at any given time to a state at any other time and the algorithm is not probabilistic. (UE) Unique Evolution: a given state is always followed (preceded) by the same history of state transitions. (VD) Value Determinateness: any state of the system can be described with arbitrarily small (nonzero) error. In contrast quantum mechanics offers some models for indeterministic processes, but an analogous general description of indeterministic physical processes does not exist. It is clear that one of the elements of an indeterministic description is that it should be expressed in terms of semigroup operators since indeterministic processes are time irreversible. What other elements are necessary and sufficient to qualify a description as indeterministic remain unclarified, however. One of the goals of this presentation is to examine some of the possibilities for developing such a general yet precise indeterministic description and its properties. In the practice of human sciences such as psychology, on the other hand, general forms of deterministic or indeterministic descriptions are not well developed. The likelihood that mathematics is the appropriate language for such descriptions is quite low (several presentations at this workshop will indicate why), but that does not rule out the possibility of developing general forms of deterministic and indeterministic descriptions that may prove useful in the human sciences. Therefore a second goal of this presentation is to assess some of the possibilities for developing general yet precise deterministic and indeterministic descriptions focusing specifically on psychology.

Kellert, S. H. (1993), In the Wake of Chaos. Chicago: University of Chicago Press.
Stone, M. A. (1989), "Chaos, Prediction and Laplacean Determinism," American Philosophical Quarterly 26:123-31.

 

Theodor Christidis (Volos):
Probabilistic Causality (fulltext)

In this paper I examine some of Heraclitus' ideas comprised in several fragments from his unpreserved book 'On Nature', which seem to be very close to ideas expressed by Ilya Prigogine in the last 50 years and summarized in his book `The End of Certainty'. It is a fact that Nature does not completely disclose herself, but rather likes to hide herself. The epistemological problem, thus, can only be solved on the basis of those hidden elements of which Nature gives us some indications. And, as all things (and processes) are steered through all, the only possibility of solving the epistemological problem is to describe natural systems by operators acting on the evolution of probability with time (Prigogine's answer) rather than by deterministic equations. We also touch on the cosmological considerations of Heraclitus as well as on his thesis on the problem of time, with a brief reference to Prigogine's ideas.

I. Prigogine: The End of Certainty. Free Press, New York, 1997

 

James P. Crutchfield (Santa Fe):
Causality and Pattern Discovery

I will review a relatively new approach to structural complexity that defines a process's causal states and gives a procedure for finding them. It turns out that the causal-state representation---an $\epsilon$-machine---is the minimal one consistent with accurate prediction. The claim that this representation captures all of a process's structure derives from $\epsilon$-machine optimality and uniqueness and on how $\epsilon$-machines compare to alternative representations. For example, one can directly relate measures of randomness and structural complexity obtained from $\epsilon$-machines to more familiar ones from ergodic and information theories.

 

Dennis Dieks (Utrecht):
Deterministic Probabilities: The Relation between Determinism and Indeterminism in Quantum Physics (fulltext)

Physical determinism is often associated with the doctrine that "nothing new ever arises in the universe". By contrast, indeterminism is frequently considered to be a source of "creativity" or "originality". Several arguments for the existence of this alleged difference in status can be found in the literature. One important argument is that according to deterministic theories all information about the state of the universe, at any instant, is already contained in the initial condition and that therefore no new information is created during the temporal evolution of the universe. The point is often reinforced by considerations relating to time-symmetry. Fundamental deterministic physical theories do not make a distinction between the future and the past: what can happen in one time-direction can also occur in the opposite direction. Moreover, there is the Poincaré recurrence theorem, which states that a closed system will return infinitesimally close to its initial state. On the other hand, indeterministic evolution seems to be intrinsically bound up with time-asymmetry. The information about what will happen is not contained in the initial state, and there is a perpetual transition from the possible to the actual that seems intimately connected with the transition from future to past. Future events still belong to the realm of possibilities; the future is open. By contrast, the past is fixed. Probability theory seems to apply in only one time direction. I will argue, however, that the significance of the difference between physical determinism and indeterminism is greatly overrated, at least in the respects mentioned above. Especially in quantum theory, in which the probability distributions themselves obey deterministic evolution equations, many of the characteristics of determinism also apply to the description of indeterministic processes. As I will show, this holds in particular for time-symmetry and Poincaré recurrence. I will critically assess a number of arguments occurring in the literature that say that quantum mechanical probabilities are in an essential way time-asymmetric.

 

Mauro Dorato (Rome):
On the Ethical Consequences of Determinism,
or Why the Determinism-Freewill Question Is Itself Value-Dependent

The four main different positions that are usually debated within the determinism/free-will issue - compatibilism, hard determinism, libertarianism and "dissolutionism"- are shown to depend on different conceptions of freedom. Since the participants to the debate alternatively regard freedom as the capacity of doing what we want, as the capacity to do otherwise in the same situation, or as the capacity to originate a new causal chain, discussions on the consequences of determinism for our free-will and moral responsibility resemble a dialogue among deaf people, and often end in a stale-mate. After diagnosing such a situation, the four positions above are evaluated by considering (i) which capacities homo sapiens can be reasonably ascribed in the actual world and (ii) what we know about such a world from the natural sciences. Finally, differences in the conception of freedom are shown to depend on fundamental commitments to different values and temperaments.

 

Phil Dowe (Hobart):
What is Determinism? (fulltext)

In this paper I articulate and defend a causal theory of determinism, where 'determinism' is that which worries people in relation to freewill. I argue first that non-causal or 'scientific' theories, and theories which appeal to chance both fail to explicate the relation of determinism to time, and second that various extant theories of causation fail to explicate the relation between indeterministic and deterministic causation. I offer a causal theory which overcomes both these problems.

 

Edwin E. Gantt (Provo):
Agency, Embodiment, and the Ethical: On Saving Psychology from Biology (fulltext)

Recent decades have witnessed an astounding increase in the amount of research and theorizing in the discipline of psychology that is conducted from within a primarily biological framework of explanation. Although biologically based forms of explanation have been present in the discipline from its very inception, recent advances in the fields of biotechnology (e.g., Magnetic Resonance Imaging, etc.) and psychopharmacology have lent increased weight to biological explanations of human psychological phenomena. Because most biological explanations of human actions and experiences are fundamentally reductive in nature and, thus, committed to one or another form of necessary determinism or efficient causality, the discipline of psychology is increasingly coming to conceive of human behavior as devoid of genuine agency or freedom. Likewise, insofar as human acts are taken to be the necessary products of fundamentally impersonal and mechanical biological causes, human behavior is also thought to lack any genuine ethical or morally meaningful content. In response, this paper seeks to articulate a philosophically defensible alternative to biologically reductive explanations of human action which is nonetheless sensitive to the fundamentally embodied nature of human life. In addition, this paper will attempt to situate its account of human embodiment within an understanding of human existence that recognizes the inescapably social and moral nature of that existence. To these ends, this paper will examine the thinking of the French phenomenologists, Maurice Merleau-Ponty and Emmanuel Levinas.

 

Charles Guignon (Burlington):
Ontological Presuppositions of the Determinism/Free Will Debate (fulltext)

Joseph Rychlak (1979) shows how modern determinism results from the distinctive way of understanding the world and humans that emerged with the rise of the modern science in the seventeenth and eighteenth centuries. On this new conception of reality, which was so successful in astronomy and physics, we make phenomena intelligible by treating things as material objects subject to efficient causes. Given this outlook, other sorts of causal factors and bases of intelligibility, such as Aristotelian final and formal causes, are rejected as vestiges of outdated ways of thinking with no place in the modern world. Opposing the dominance of this scientific image, Martin Heidegger (1927/1962), Merleau-Ponty (1945/1962) and Charles Taylor (forthcoming) try to recover a more "primordial" experience of our being-in-the-world, a way of being that is prior to, and a condition of the possibility for, the objectifying and mechanistic world picture we find in science. Seen from the standpoint of this phenomenological and hermeneutic outlook, although the scientific picture may be adequate to explain paticular sorts of natural phenomena, specifically human phenomena can be made intelligible only in terms of the richer conception of self and world provided by the notion of being-in-the-world. I want to show that determinism in the philosophical sense, the view that because all events in the physical universe occur with law-governed necessity free will is impossible, presupposes the correctness of the scientific image of the world. If we can come to see this scientific image as only a specialized way of looking at paticular sorts of things for particular purposes, and so as having no privileged status or global application, then the traditional philosophical problem of accounting for the possibility of free will is dissolved. My claim is that the conception of being-in-the-world formulated by Heideggerian philosophers undercuts the assumptions that make determinism possible. Coming from the standpoint of this alternative way of conceiving our situation in the world, we are able to make better sense of our actual lived experience of freedom. Moreover, we can see that this way of understanding agency is not just an optional "stance" or point of view (comparable to what Dennett (1989) calls "the intentional stance"), but is a fundamental and inescapable way of understanding our actual lives as agents in the world.

Dennett, Daniel C. (1989). The Intentional Stance. Cambridge, MA: MIT Press.
Heidegger, Martin (1927). Sein und Zeit. English translation: Being and Time (1962). New York: Harper & Row.
Merleau-Ponty, Maurice (1945). Phnomnologie de la Perception. English translation: Phenomenology of Perception (1962) New York: Humanities Press.
Rychlak, Joseph F. (1979). Discovering Free Will and Personal Agency. New York/Oxford: Oxford University Press.
Taylor, Charles (forthcoming). "Rorty and Philosophy," in Philosophy in Focus: Richard Rorty, eds. C. Guignon and D. Hiley. Cambridge: Cambridge University Press.

 

Karl Gustafson (Boulder):
Time-Space Dilations and Stochastic-Deterministic Dynamics

First, at the request of the Workshop organizers, I will review and interpret our recent resuls which enable the embedding of stochastic processes into a larger deterministic dynamics. Second, I will argue that one must know not only the past but also the future in order to describe the present. Third, I will question the notion of time as a cartesian independent variable,especially within stochastic contexts.

 

Ted Honderich (London):
Determinism's Human Consequences: the Mistakes of Compatibilism and Incompatibilism,
and What Is To Be Done Now
(fulltext)

From before the time of Thomas Hobbes in the 17th Century, right up to John Searle's scandalous piece in the Journal of Consciousness Studies a few months ago and a major conference in Idaho in April, philosophers of determinism and freedom have divided into Compatibilists and Incompatibilists. The first regiment says that determinism is logically compatible with freedom. The second says it is logically incompatible. They can do this. It's easy-peasy. The first regiment achieves its end by defining free decisions and actions as voluntary: owed to certain causes rather than others -- causes somehow internal to the agent rather than external or constraining causes. The second regiment satisfies itself by defining free decisions and actions as not only voluntary but also originated -- where an originated event, however mysterious, is definitely not a causally necessitated one. The two regiments evidently share the commitment that we all have one idea of freedom or one important idea. This is nonsense -- nonsense, by the way, that says something about philosophy and conventionality. It is notable that some Incompatibilists, including van Inwagen and Kane, and some Compatibilists, including Fischer, are now at least and at last hedging their bets. The truth, in brief, is that we have two important ideas of freedom. More explicitly, we have two families of attitudes, each of them having to do with moral responsibility, life-hopes, confidence in our beliefs, inter-personal feelings, and so on. The real problem of the consequences of determinism can be taken, as it was by me in the past, to be the practical one of trying to escape the family of attitudes seemingly inconsistent with determinism, partly by affirming the value in our lives of the attitudes consistent with it. It is a problem made more pressing by the failure of science to unseat determinism -- as noted by John Earman at the Idaho conference.
   However, we have the difficulty of actually escaping the attitudes seemingly inconsistent with determinism, notably the difficulty that in autobiographical reflection it seems impossible to escape holding oneself responsible for one's past in a certain way. This attitude can seem to have truth in it. What we need to try is something radically different. We need to give up on the awful dubiousness of origination and seek to find some other way of persisting in the attitudes in question. Kant made that attempt, if disastrously.

 

Robert Kane (Austin):
Free Will, Determinism, and Indeterminism (fulltext)

The question of whether the physical world is deterministic, or whether all human choices and actions are the determined products of our biological, psychological and social histories, is thought to be of great relevance to the question of whether we have free will and are responsible or accountable for our actions in an ultimate sense. Yet there have been influential trends in the twentieth century suggesting that what the natural and human sciences have to tell us about whether all events in the physical universe are determined has no bearing on ordinary judgments about whether persons are free and responsible or accountable for their behavior, or whether and when they are deserving of praise or blame, punishment or reward. Some believe this because they believe that free will and responsibility are compatible with determinism, so that it does not matter to our ordinary beliefs about freedom, responsibility, and blame whether determinism is true or not. Others believe it for a different reason--because they believe that free will and responsibility are not compatible with indeterminism. Human choices or actions that were undetermined (occurring, for example, as the result of undetermined quantum events in the brain) would happen spontaneously and not under the control of agents, and so would not be free and responsible choices or actions at all. Indeterminism in the brain or behavior would be more likely to undermine freedom and responsibility than enhance them. Despite the enormous influence of both of these lines of thought in the twentieth century, I think both are misguided, and will argue as much in this paper. A case can be made for saying that whether the universe is deterministic or not does matter for everyday concerns about the human condition concerning free will, though new arguments must be deployed--better than the prevailing and familiar ones--if this case is to be made. A case can also be made for saying that free will and responsibility can be reconciled with a universe containing indeterminism and chance; though here again new arguments must be deployed--better than the prevailing and familiar ones--if this is to be shown. The purpose of the paper is to explore new avenues of argument on both these matters concerning the relation of free will to determinism, on the one hand, and to indeterminism, on the other. One implication of these arguments is that it does matter what the the natural and human sciences have to tell us about whether all events in the physical universe, including human actions, are determined or undetermined. The topics of this conference have a definite bearing on deep philosophical questions about freedom, responsibility and the human condition.

 

Frederick M. Kronz (Austin):
The Complementary Roles of Chance and Lawlike Elements in Peirce's Evolutionary Cosmology (fulltext)

Peirce's metaphysics has been historically under appreciated. This is unfortunate because a close examination of his metaphysical writings reveals numerous insights and clever arguments which otherwise would be missed. This essay focuses on two central features of his metaphysics, tychism and evolutionary cosmology. Tychism is the doctrine that absolute chance is an active factor in the universe; evolutionary cosmology-a generalization of evolutionary theory from the biological realm to the entire universe-is the doctrine that laws evolve due to chance and the tendency of things to take habits. Peirce supports these doctrines by introducing at least five distinct sorts of considerations. In what follows, we consider his arguments from axiomatics, from complexity, from probability, from explanation, and from evolution. We also consider the ramifications of these doctrines for Peirce's novel and engaging views concerning the nature of mind, consciousness, and free will. An integral part of these views is Peirce's monism, a form of idealism that is radically different from the idealism of Berkeley (or any other form of idealism, for that matter). Peirce's monism is a serious attempt to unify the realms of the physical and mental-it is a monism that authenticates both inner and outer experience.

 

Olimpia Lombardi (Buenos Aires):
Determinism, Internalism and Objectivity (fulltext)

There has been a longstanding debate within philosophy between those who hold a metaphysical realist view and those holding a relativist view. Metaphysical realists typically argue that there is one "objective" ontology (way the world is) while relativists argue to the contrary. Internalism has been proposed as a middle way between these opposing views. According to the internalist philosopher, ontology is framework dependent, so "objective" does not mean independent of the subject, but, rather, resulting from applying our frameworks to the reality lying behind the world of our experience. In this paper we will argue that internalism also allows us to face controversial questions related to the objectivity of scientific descriptions. In particular, the problem of the compatibility between deterministic and indeterministic descriptions in highly unstable systems can be solved from the internalist perspective, since both descriptions are objective because each one of them cuts out its own entities from the same underlying reality. We suggest that this approach can be applied to other traditional problems in the philosophy of science such as debates about irreversibility and locality in physics in both cases there is no contradiction in predicating incompatible objective properties to the same underlying reality when such properties are predicated to different ontologies. It is possible to speculate that this line of thought can be extended to the classical mind-body problem in the context of the philosophy of mind. For example emergence and supervenience have new philosophical content from the internalist point of view because there is no one absolute ontology. Therefore reality may be structured in different ontological strata meaning mental entities acquire the same objective status as physical entities, even if complete reduction would be possible. Finally we will argue that, despite the wide applicability of the internalist perspective, some remaining problems regarding the notion of "underlying reality" and the question of reduction must be solved.

 

Günter Mahler (Stuttgart):
Fundamental Limits of Control: A Quantum Approach to the Second Law

The second law is arguably one of the most fundamental and far reaching laws of physics; nevertheless its origin remains puzzling. In particular, the reconciliation of the postulated irreversibility with the the notorious reversibility of all fundamental physical laws has been a serious challenge of statistical physics over decades. The Boltzmann- as well as the Gibbs ensemble-approach claim to account for that problem but have to acknowledge some additional assumptions which do not follow from the underlying microscopic laws. Therefore, researchers like L.D. Landau, E. Schroedinger, J. von Neumann, W.Pauli and G. Lindblad, to name but a few, suggested quantum mechanics as a possible remedy. However, no concrete results have been obtained so far; here we want to fill this gap. Focusing on a gas in a container, both treated quantum mechanically, we exploit the fact that these two subsystems have to interact and that, in general, any interaction leads to entanglement. Generically this entanglement is such that the reduced entropy takes on its maximum value under microcanonical constraints and in the thermodynamic limit. Contrary to the classical case even the microstate of the gas appears to be mixed at any time! A rather simple and intuitive picture is thus emerging: While the total system dynamics is described by a pure state undergoing a deterministic unitary evolution, the dynamics of the gas appears irreversible and approaches a state of maximum control loss. Entanglement physics, which has received much attention recently because of its possible impact on information processing, is thus helping us to solve an old problem in statistical physics, a somewhat unexpected "spin-off" indeed.

 

Jack Martin and Jeff Sugarman (Burnaby):
Agency and Soft Determinism in Psychology (fulltext)

Broadly speaking, agency is the freedom of individual human beings to make choices and to act on these choices in ways that make a difference in their lives. Agency is assumed in most psychological practices that purport to help people solve problems, cope, make decisions, change, "make a difference," and "take control." Ironically, agency is mostly denied or ignored in psychological science which often seeks to explain human experience and action by reducing agency to behavioral contingencies, statistical regularities, neurophysiological states and processes, computational functions and models, or evolutionary biology. In this workshop presentation, a compatibilist (soft determinist) argument for agency understood as self-determination is presented, and a developmental theory of situated, deliberative agency is sketched. In particular, it is argued that traditional libertarian and hard determinist approaches to agency tend to ignore the historical, sociocultural constitution of agency. In the case of libertarianism, this tendency manifests in question-begging assertions of radical freedom emanating from a metaphysically isolated agent somehow disconnected to the physical, biological, and sociocultural world. In the case of hard determinism, this tendency manifests in implausible attempts to reduce agency to nothing more than physical kinds and causes. By "bringing agency into the world" we hope that the arguments and theory we advance might help to reconcile some existing tensions between psychological science and practice.

 

Gregor Nickel (Tübingen):
Determinism - A Mathematical Framework and Observations of the Philosophical Debate
(fulltext)

In a first part we present an abstract mathematical framework, whithin which determinism can be formulated. A deterministic motion on a state space ${\cal Z}$ is then given by an evolution family $\Phi_{t, t_0} : {\cal Z} \to {\cal Z}$, or a semigroup $(T_t)$, if we add the property of autonomy. For these semigroups the following identities hold: $T_s T_t = T_{t+s}, \quad T_0 = Id.$ The structure of a one-parameter semigroup is suggested as a mathematical model of autonomous, deterministic motion.
   In the second part - keeping this mathematical framework in mind - the position of the 19th century scientist Emil DuBois-Reymond will be discussed. His position turns out to reflect almost all problems discussed in the present debate in a particularly clear manner. We will have a critical look on the structure of arguments he presents discussing the paradox of scientific determinism on the one side and the awareness of free will (at least in aspects of daily life) on the other.

 

Hans Primas (Zurich):
Hidden Determinism, Probability, and Time's Arrow (fulltext)

A physical law is said to be fundamental if it does not dependent on a particular context. The set of all transformations which do not change the first principle of physics is a symmetry group, sometimes called the symmetry group of nature. In present-day physics the fundamental dynamical law is taken as a time-translation-invariant and time-inversion-invariant one-parameter group of automorphisms of the underlying mathematical structure. In this description all of reality is already pre-existent, and nothing new can come into existence. There is no past, present or future, hence no distinction between cause and effect. These principles refer to an ontic description which is to a large extent context-independent but not directly operationally accessible.
   Every operationally accessible epistemic description of a physical phenomenon is conditioned by ignored events which are considered as irrelevant. Such a context-dependent description can be derived from a context-independent description by introducing a new weaker contextual topology which is compatible with the mathematical structure of the context-independent description. The resulting symmetry group of an epistemic description is often a subgroup or a contraction of the symmetry group of nature, but never equal to it. In particular, to get the familiar description in terms of causes and effects, the time-reversal symmetry of the fundamental dynamics has to be broken. The time-reversal symmetry is represented by a group of order two. If it is broken one gets two representations, one satisfying the generally accepted rules of retarded causality ("no effect can precede its cause"). The other one describes the strange rules of advanced causality. The phenomenon of symmetry breaking is well-understood in modern physical theories, but the decision which of the two possibilities is appropriate can not come from the first principles of physics. Consequently, the conceptually difficult problem is not the breaking of the time-reversal symmetry, but the proper selection of one or the other one-sided realization.
   From experience we know that experiments requires nonanticipative measuring instruments. Nevertheless, in classical physical theories, advanced causality is a conceptual possibility which cannot be banned rashly. In contrast, the arrow of time of entangled (but not necessarily interacting) quantum systems all must have the same direction.
Every mathematically formulated dynamics of statistically reproducible events can be extended to a Hadamard-deterministic linear semigroup evolution equation for a statistical state. The corresponding epistemic description is then governed by the laws of Kolmogorov's mathematical probability theory. The reason that the chance events of an epistemic description are governed by strict statistical regularities is the fact that every dynamical semigroup can be extended to a dynamical group which describes a hidden determinism. Since such extensions are highly nonunique, ontic interpretations of hidden determinism are dangerous.
   This link between determinism and randomness holds for classical and quantum physics. It is true that individual quantum events are in general epistemically irreducibly random, but the epistemic quantum randomness does not imply an ontic quantum randomness. Since quantum events are governed by strict statistical laws, quantum randomness is only a weak generalization of determinism. The existence of statistically irreproducible unique events cannot be excluded. If we deny a strict determinism on the most fundamental ontological level, then there are no reasons to expect the validity of strict statistical laws. Since the freedom of action is a constitutive necessity of all engineering and experimental science, the assumption that the most fundamental laws of physics are deterministic, or statistical in the sense of mathematical probability theory, leads to a pragmatic contradiction.
   The popular ideas that in quantum theory there are gaps in the causal chain which allow the accommodation of freedom of human action are fantasies which have no basis in present-day quantum mechanics. Freedom of action requires a violation of the statistical predictions of quantum theory. We conclude that the presently adopted first principles of theoretical physics can neither explain the autonomy of the psyche nor account for the freedom of action necessary for experimental science.

 

Frank C. Richardson (Austin), Robert C. Bishop (Freiburg):
Rethinking Determinism in Social Science (fulltext)

Most 20th century social science has eagerly adopted the deterministic picture of the world that once seemed supported if not required by the stunning successes of the natural sciences in modern times. It is commonly believed that some kind of thoroughgoing physical, social, or psychological determinism--often an undifferentiated mix of the three--must be assumed if we are to explain human behavior, partly because it is taken for granted that such explanations must consist in context-free laws or models that identify the efficient causes of events in the human realm. This seems to involve social science in a troubling, often noted paradox. On the one hand, we seek to map the deterministic processes of social reality in order to aid in transforming it in an effective and beneficial manner, thus presupposing the reality of human freedom and agency in some form. On the other hand, this approach seems to many to advance a deterministic picture of human behavior that reduces "freedom" and ingenuity to just another passive link in the causal chain.
    We argue that overcoming this tension requires not only considerable philosophical therapy, but in addition a serious rethinking of particular ethical ideals of human freedom and fulfillment that pervade modern culture (Richardson and Bishop, 2001). Deterministic views in the social sciences seem to presuppose one particular ideal of freedom, namely freedom as instrumental prowess or technical mastery over the course of events. (We also contend that other familiar, superficially quite different conceptions of human freedom circulating in modern culture, such as ones centered on individual self-realization or existential choice, do not really break the mold of this instrumental view.) The Frankfurt School (e.g. Habermas 1991), and others have argued extensively that the instrumental conception and ideal of human action is one-sided, narrowly individualistic, and plays a central role in many of the distinctive pathologies of the contemporary world. It has led too many spheres of life to become dominated by a calculating and instrumental viewpoint that often discerns useful means-ends relationships while simultaneously undermining our ability to evaluate the worth of ends, to set healthy limits, or to prevent ourselves from being turned into mere cogs in the economic or social machinery. As problematic as the instrumental view may be, it resonates with the liberationist and emancipatory tenor of the age, and we are deeply attached to it.
    Social scientists have found a way to make their peace, up to a point, with these paradoxes and problems. The flow of events as sequences of efficient causes and their effects seems to mesh well with the conception of human agency as mainly concerned with an individual's manipulation of those causes to produce desired results. And the hope that still greater mastery and autonomy will cure problems of directionlessness and emotional isolation keeps the instrumental view dominant and in place. However, determinism still crowds out freedom, and enhanced autonomy or control by themselves--what Erich Fromm (1947/75) called a one-sided "freedom from" without any corresponding, persuasive, "freedom to" or "freedom for"--still tends to generate social fragmentation and personal emptiness. We argue that it may not be possible to untangle familiar paradoxes of freedom and determinism without re-envisioning human action and social life in an ethical sense, and vice versa.
    As an illustration of this nexus between theory and ethical ideals, we take a fresh look at the debate concerning free-will in philosophy between "incompatibilists," who insist that determinism is incompatible with genuine freedom, and "compatibilists," who argue that determinism does not undermine important ordinary freedoms such as freedom from coercion or compulsion. We argue that both sides in this argument tend to presuppose a modern individualist, autonomy-centered view of the self as the agent or source of instrumental action. This crucial assumption encourages a deterministic picture of the world which then tends to undermine the very freedom aiming to exploit it (Bishop and Richardson, 2000). We suggest that this conundrum helps explain the stalemated, seemingly intractable character of this important debate. There are valid insights and intuitions on both sides of the argument, concerning how human action is greatly shaped or determined by numerous influences and how freedom and responsibility are inescapable and invaluable (even if denied or misused). We face the challenge of bringing these intuitions to light in more subtle and plausible terms than those of either being subject to or the master of efficient causal processes in the natural or social realms.
    Brent Slife and Richard Williams (1995) provide a powerful critique of determinism and reductionism in the behavioral sciences that serves as a cornerstone for the efforts of many theoretical psychologists to re-envision their field. Slife and Williams suggest exploring other types of causality and bases of intelligibility, such as Aristotelian final and formal causes, and recommend elements of contemporary hermeneutic philosophy as essential ingredients in a better human science. However, as these authors would readily agree, much work still needs to be done in dismantling social science's troubled romance with determinism and sketching a credible alternative to instrumentalist conceptions and ideals of human action. In particular, it seems important to us not just to rescue freedom from determinism, but to try to do full justice to the valid insights and intuitions reflected in various deterministic doctrines.
    The last part of the paper indicates how we think some of this might be accomplished. We suggest that what is needed is what Charles Taylor (1979) once called a notion of "situated freedom." In this effort, we draw on contemporary hermeneutic thought, including the ideas of Charles Guignon (1983, 1998) to be presented at this workshop, and on Robert Kane's (1996) most thorough analysis of the free-will debates and defense of a libertarian free-will perspective, some of which also will be presented in this forum. Many of the insights from the side of determinism might be captured by an appreciation of how deeply humans are embedded in and shaped by their historical culture and traditions. In the hermeneutic view, this profound contextualization of human action does not undercut meaning but makes it possible. And it allows us to reformulate freedom and responsibility in terms of how humans reinterpret their meanings and practices in more or less authentic ways within always limited and yet expanding horizons of understanding. We also suggest that further clues as to how determinism and freedom mesh in the business of living can be derived from a close examination of honest and searching conversation or dialogue, as well as from the consideration of other forms of more or less open vs. coercive forms of interpersonal influence. Here the most profound kinds of influence over one's attitudes and actions, and the most demanding taking of personal responsibility for them, can flow together in ways that are poorly captured by many a theory. Finally, a few implications of this perspective for human science inquiry are briefly mentioned.

Bishop, R., and Richardson, F. The Free-will Debates in philosophy and psychology: hidden moral dimensions. Paper presented at the Annual meeting of the American Psychological Association, Washington D.C., August, 2000.
Fromm, E. (1975). Man for himself, New York: Fawcett Premier (Original work published in 1947.)
Guignon, C. (1983). Heidegger and the problem of knowledge. Indianapolis: Hackett.
Guignon, C. (1998). Narrative explanation in psychotherapy. American Behavioral Scientist, 41, 558-577.
Habermas, J. (1991). The philosophical discourse of modernity. Cambridge, Mass.: The MIT Press.
Kane, R. (1996) The significance of free-will. Oxford: Oxford University Press.
Richardson, F., and Bishop R. Physics, the Human Sciences, and the End of Certainty. In Prigogine, I., and Driebe, D., Facing the Uncertain, in press, 2001, Odile Jacob (France).
Slife, B., and Williams, R. (1995). What's behind the research? Discovering hidden assumptions in the behavioral sciences. Thousand Oaks, CA: Sage.
Taylor, C. (1979). Hegel and modern society. Cambridge: Cambridge University Press.

 

Brent D. Slife (Provo):
Time, Information, and Determinism in Psychology (fulltext)

I contend in this paper that time has played a pivotal, but relatively unacknowledged, role in the issues of determinism, at least in psychology. Several scholars have recognized this contribution in philosophy, most notably Martin Heidegger, Paul Ricoeur, and Henri Bergson, but I would like to discuss the peculiarities of time's role in the social sciences. As I will argue, Newton's popularization of Absolute time led psychologists to adopt a singularly atomistic conception of time. Unfortunately, this temporal atomism has fostered all manner of conceptual problems in psychology that continue to enfeeble and befuddle theoreticians and practitioners alike. Many psychologists assume these problems have been solved by the modern notion of information and the vaunted "information processor." However, I will argue that this "solution" is a sham. I will proffer, instead, a holistic conception of time to address many of these disciplinary problems.

 

Karl Svozil (Vienna):
Forecast and Event Control: On What Is and What Cannot Be Possible (fulltext)

Consequences of the basic and most evident consistency requirement - that measured events cannot happen and not happen at the same time - are shortly reviewed. Particular emphasis is given to event forecast and event control. As a consequence, particular, very general bounds on the forecast and control of events within the known laws of physics are derived. These bounds are of a global, statistical nature and need not affect singular events or groups of events.

 

László E. Szabó (Budapest):
A Physicalist Interpretation of Probability (fulltext)

There is no such property of an event as its "probability." Rather, I argue that probability is a derivative concept, supervening on physical quantities characterizing the state of affairs corresponding to the event in question. The term "probability" can be used only collectively: it means different dimensionless [0,1]-valued physical quantities (measures) in the different particular situations. I also argue that probability is not the limiting value of relative frequency, and not even necessarily related to the notion of frequency. In some cases, the conditions of the sequential repetitions of a particular situation are such, however, that the probability (the corresponding physical quantity) is approximately equal to the relative frequency of the event in question. Sometimes we do not know the value of the physical quantity X, corresponding to the probability of an event A. In this case, if we are convinced about the relationship between X and the relative frequency of A, we can measure X by counting the relative frequency of A. Furthermore, I will argue that probability, as a derivative concept, has nothing to do with (objective) indeterminism and, on the other hand, has nothing to do with "lack of knowledge," even if world is deterministic.

 

Last revision: 16 July 2001